Skip Navigation Links
The Law

To deter terrorists and protect our American homeland from terrorist attacks, Congress enacted the USA Patriot Act in the 90 days following 9/11. Since then, it has become the foundation for American Homeland Security. The USA Patriot Act now contains a series of requirements that are mandatory for many segments of the American business community. These requirements include customer identity verifications, the filing of reports, and the need for maintaining records potentially useful in connection with criminal, tax and regulatory investigations, and to assist with USA intelligence and counterintelligence efforts.

To put into effect yet another requirement for customer identification, President Bush signed Executive Order 13224 on September 23, 2001, which is even more encompassing. Executive Order 13224 provides that "all property and interests in property of [certain] persons…, or that hereafter come within the possession or control of United States persons are blocked." This restriction applies to "any transaction or dealing by [American] persons or within [America] in property or interests in property blocked pursuant to this order...", and prohibits "the making or receiving of any contribution of funds, goods, or services to or for the benefit of [such] persons..."

These two laws now have a direct bearing on the personal security of every American, and a key component of each is the requirement that business owners conduct customer identification verifications.

Who Must Comply

Executive Order 13224 applies to virtually EVERYONE, and the USA Patriot Act applies to "FINANCIAL INSTITUTIONS," which include:

  • Landlords & Real Estate Closing Companies
  • Car, Airplane & Boat Dealers 
  • Dealers in Precious Metals, Stones or Jewels
  • Loan & Finance Companies
  • Pawnbrokers & Currency Exchanges
  • Issuers & Cashiers of Checks & Money Orders
  • Travel Agencies
  • Insurance Companies
  • Title Companies
  • Investment Bankers
  • Securities & Commodities Brokers & Dealers
  • Banks & Credit Unions
  • S&Ls and Trust Companies
  • Real Estate Investment
  • Oil & Gas Investments
  • Mortgage Companies 
  • Other Licensed Money Senders
  • Gambling Casinos
  • Credit Card Systems
  • Financial Transactions - Wire Transfers, Retail Transactions

What Must Be Done

If your business activities fall any category covered by the USA Patriot Act and/or Executive Order 13224, some of which are mentioned above, there are any number of investigatory and record-keeping requirements you might be required to fulfill, not to mention various types of reports you might have to file and records you must keep.

How to Comply

Register now and let Verification Compliance Associates assist you to quickly, comprehensively and cost-effectively fulfill your obligations under the USA Patriot Act and Executive Order 13224.  Please call for volume pricing!